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Problem 1: Basics of Clustering
The code this week provides the three clustering algorithms we discussed: k-means, agglomerative
clustering, and EM for Gaussian mixture models; we will explore the rst two here. (These functions
are also provided in many 3rd party toolboxes; you are free to use those if you prefer.) In this
problem, you’ll do some basic exploration of the clustering techniques.
(a) Load the usual Iris data restricted to the rst two features, and ignore the class / target
variable. Plot the data and see for yourself how clustered you think it looks. (You don’t
have to report on this.)
(b) Run k-means on the data, for k = 5 and k = 20. For each, turn in a plot with the data,
colored by assignment, and the cluster centers. (You can easily do this yourself manually,
using ml.plotClassify2D(None,X,z), where z are the resulting cluster assignments of the
data.) Try a few (5+) dierent initializations and check to see whether they nd the same
solution; if not, pick the one with the best score.
(c) Run agglomerative clustering on the data, using single linkage and then again using complete
linkage, each with 5 and then 20 clusters. Again, plot with color the nal assignment of the
clusters, and describe their similarities and dierences from each other and k-means. (This
algorithm has no initialization issues; so you do not have to try multiple initializations.)
(d) (Optional) Run the EM Gaussian mixture model with 5 components. (Note: if you also
decide to try 20 components, you may get some rank deciency errors.) As with k-means, you
may want to try several initializations. Again, compare / discuss dierences with the other
clusterings. Which do you think is most reasonable?
As a side note: Clustering is often a useful element of other predictive tasks, like supervised
learning. To be used properly, you need to be able to dene the out of sample cluster assignments,
but this is very easy for k-means and EM (a bit less so for agglomerative); for k-means, say:
crule = ml.knnClassify( clusters, np.arange(k), 1 ); z = crule.predict( X );
Then, you can then use these cluster assignments as a feature in a classier:
Phi = lambda x: ml.to1ofK( crule.predict(x) , np.arange(k) );
will create k new binary features indicating which of the clusters is closest to a new point x.
Problem 2: EigenFaces
In class I mentioned that PCA has been applied to faces, and showed some of the results. Here,
you’ll explore this representation yourself. First, load the data and display a few faces to make sure
you understand the data format:
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X = np.genfromtxt(“data/faces.txt”, delimiter=None) # load face dataset
plt.figure()
# pick a data point i for display
img = np.reshape(X[i,:],(24,24)) # convert vectorized data point to 24×24 image patch
plt.imshow( img.T , cmap=”gray”) # display image patch; you may have to squint
(a) Subtract the mean of the face images (X0 = X −µ) to make your data zero-mean. (The mean
should be of the same dimension as a face, 576 pixels.)
(b) Use scipy.linalg.svd to take the SVD of the data, so that
X0 = U · diag(S) · V h
Note that since the number of data is larger than the number of dimensions, there are at
most 576 non-zero singular values; you can use full_matrices=False to avoid using a lot
of memory. As in the slides, I suggest computing W = U.dot( np.diag(S) ) so that X0 ≈
W · V h.
(c) For K = 1 . . . 10, compute the approximation to X0 given by the rst K eigendirections, e.g.,

0 = W[:, : K] · V h[: K, :], and use them to compute the mean squared error in the SVD’s
approximation, np.mean( (X0 − Xˆ
0)**2 ). Plot these MSE values as a function of K.
(d) Display the rst three principal directions of the data, by computing µ+α V[j,:] and µ-α V[j,:],
where α is a scale factor (I suggest, for example, 2*np.median(np.abs(W[:,j])), Wo get
a sense of the scale found in the data). These should be vectors of length 242 = 576, so you
can reshape them and view them as face images just like the original data. They should be
similar to the images in lecture.
(e) Choose two faces and reconstruct them using only the rst K principal directions, for K =
5, 10, 50, 100.
(f) Methods like PCA are often called latent space methods, as the coecients can be interpreted
as a new geometric space in which the data are being described. To visualize this, choose a
few faces at random (say, about 1525), and display them as images with the coordinates
given by their coecients on the rst two principal components:
idx = … # pick some data at random or otherwise; a list / vector of integer indices
import mltools.transforms
coord,params = ml.transforms.rescale( W[:,0:2] ) # normalize scale of “W” locations
plt.figure(); plt.hold(True); # you may need this for pyplot
for i in idx:
# compute where to place image (scaled W values) & size
loc = (coord[i,0],coord[i,0]+0.5, coord[i,1],coord[i,1]+0.5)
img = np.reshape( X[i,:], (24,24) ) # reshape to square
plt.imshow( img.T , cmap=”gray”, extent=loc ) # draw each image
plt.axis( (-2,2,-2,2) ) # set axis to reasonable visual scale
This can often help you get a feel for what the latent representation is capturing.
Problem 3: Work on your project
2 CS 178